Securities Regulation & Litigation
The firm’s securities practice serves both industry professionals and individual investors, including regulatory compliance, transactional matters, regulatory and investor complaints, arbitration and litigation.
The firm’s securities practice serves both industry professionals and individual investors, including regulatory compliance, transactional matters, regulatory and investor complaints, arbitration and litigation.
We represent both small and medium-sized businesses, start ups and established firms in wide-ranging fields, such as the securities industry, auction houses, restauranteurs, fashion industry designers, and retail/wholesale distributors.
The firm specializes in complex business, commercial and personal disputes in both Federal and State court and on trial and appellate levels.
The firm represents individual clients in their non-business matters including estate planning, litigation, matrimonial/family law and real estate.
Tel: 212.818.9019
Fax: 212.391.9025
Richard L. Herzfeld, P.C.
112 Madison Avenue
8th Floor
New York, NY 10016
Tel: 212.818.9019
Fax: 212.391.9025
The information you obtain at this site is not, nor is it intended to be, legal advice. You should consult an attorney for individual advice regarding your own situation.